27 January 2022

Huawei Takes Top Spot in Australian Patent Filings, While Aristocrat Slides Down Rankings

2021-2022 SignpostThis article was updated on 11 February 2022 to correct errors in some of the filing numbers.  I have also published a brief explanation and summary of the most significant changes.

After two years on top of Australian patent filing charts – including a remarkable (by Australian standards) 435 applications in 2020 – Chinese telecommunications manufacturer OPPO dropped back to third position in 2021.  Last year’s runner-up, South Korea’s LG Electronics, once again took second place, filing 251 new Australian standard patent applications up from 236 in 2020.  China’s Huawei Technologies moved into the top spot, with 255 new applications, up from 229 in 2020.  Huawei now owns around 1,300 live Australian patents and applications, which is a significant investment for a company that is effectively barred from the Australian market.  It is likely, however, that many of these patents and applications cover standardised mobile and data communications technologies that are implemented across the industry, and which therefore provide Huawei with a substantial stream of licensing income.

The top Australian resident applicant, once again, was electronic gaming system developer Aristocrat Technologies.  However, from a peak of 252 applications filed in 2018, Aristocrat’s filings have declined significantly.  It filed only 72 new standard patent applications in 2021, falling to equal 25th place in the annual ranking.  Over the same period, Aristocrat has been engaged in a Federal Court battle with the Australian Patent Office in an effort to establish the patent-eligibility of many of its gaming-related inventions, recently suffering a setback in the form of a loss on appeal to a Full Bench of the Court.

The leading antipodean applicant is now New Zealand’s Fisher & Paykel Healthcare (which is separate these days from the well-known maker of home appliances).  Fisher & Paykel Healthcare filed 130 Australian standard patent applications in 2021, up from 94 the previous year, to take 7th place in the rankings.  Ironically, the leading filer of New Zealand patent applications in 2021 was Australian medical device manufacturer Resmed, with 142 filings, while Fisher & Paykel Healthcare appears to have no interest in patent protection in its domestic market.  Meanwhile, Resmed followed the opposite trans-Tasman strategy, filing just 28 applications in its home market of Australia.

No other Australian (or New Zealand) applicant appeared in the top 30 filers for 2021.  The next highest Australian applicant, after Aristocrat, was the Commonwealth Scientific and Industrial Research Organisation (CSIRO), with 52 applications, followed by NewSouth Innovations (the University of New South Wales’ commercialisation arm) on 30.  The Australian top five was rounded out by Resmed (28) and Breville (27).

The top three filers of provisional applications were CSIRO (56), Resmed (51), and NewSouth Innovations (47).

Innovation patent filings were dominated, in the final few months of full operation of the system, by Chinese and Indian applicants, of which the top two were China’s Qingdao Agricultural University, and the delightfully-named Lovely Professional University in India.  The leading ‘credible’ filers of innovation patent applications in 2021 were US-based Calerpillar Inc (31 filings), agricultural chemical developer Imtrade Australia (26 filings), and Australian radio technology company Benelec (14 filings).

Read on for full tables of the leading filers for each application type.

Top Standard Patent Applicants

The table below lists the top 30 applicants for Australian standard patents, from all countries of origin.

Rank Applicant Name Country Filings
1 HUAWEI TECH LTD CN 255
2 LG ELECTRONICS INC KR 251
3 GUANG DONG OPPO MOBILE TELECOMS LTD CN 198
4 SOCIETE DES PRODUITS NESTLE SA CH 156
5 APPLE INC US 152
6 CITRIX SYSTEMS INC US 147
7 FISHER & PAYKEL HEALTHCARE LTD NZ 130
8 REGENERON PHARMACEUTICALS INC US 127
9 NICOVENTURES TRADING LTD GB 122
10 BECTON DICKINSON & CO US 121
11 HALLIBURTON ENERGY SERVICES INC US 114
12UNIVERSITY OF CALIFORNIA US 109
=13 NOVARTIS AG CH 107
=13 QUALCOMM INC US 107
15 SENSETIME INTL PTE LTD SG 106
16 ILLUMINA INC US 104
17 DEERE & CO US 95
18 TENCENT AMERICA LLC US 89
19 AMGEN INC US 87
20 F HOFFMAN-LA ROCHE AG CH 86
21 CATERPILLAR INC US 83
22 COLGATE-PALMOLIVE CO US 81
23THE UNIVERSITY OF TEXAS SYSTEM US 76
24 WL GORE & ASSOCIATES INC US 74
25 ARISTOCRAT TECH AUSTRALIA PTY LTD AU 72
26 BASF SE DE 69
27 GOOGLE INC US 67
28 US DEPARTMENT OF HEALTH & HUMAN SERVICES US 66
=29 BOEING CO US 64
=29 BAYER AG DE 64

Leading Australian-Resident Standard Patent Applicants

The following table lists the top Australian applicants for standard patents.  Only Aristocrat, on 72 filings, also appears in the previous table of overall leaders.  The next Australian entrant, CSIRO, placed equal-46th on the main rankings, along with Electrolux Appliances AB.  It is good to see Australian ‘unicorn’ Canva – which managed to achieve a valuation exceeding a billion dollars without much regard for protecting its patentable IP – appearing on this list.  Canva has also been expanding its patent portfolio elsewhere, most notably in the US.

Rank Australian Applicant Name Filings
1 ARISTOCRAT TECH AUSTRALIA PTY LTD 72
2 COMMONWEALTH SCIENTIFIC & INDUSTRIAL RESEARCH ORGANISATION (CSIRO) 52
3 NEWSOUTH INNOVATIONS PTY LTD 30
4 RESMED LTD 28
5 BREVILLE PTY LTD 27
6 MONASH UNIVERSITY 22
7 UNIQUEST PTY LTD 20
8 UNIVERSITY OF SYDNEY 19
=9 UNIVERSITY OF MELBOURNE 18
=9 CANVA PTY LTD 18
11 GRAND PERFORMANCE ONLINE PTY LTD 17
12 SCHNEIDER ELECTRIC AUSTRALIA PTY LTD 15
13 TECHNOLOGICAL RESOURCES PTY LTD 14
14 CHEP TECH PTY LTD 12
=15 XARD GROUP PTY LTD 10
=15 AGRICULTURE VICTORIA SERVICES PTY LTD 10
=15 GRIFFITH UNIVERSITY 10
=15 IP RESERVE PTY LTD 10
=15 AUSTRALIAN NUCLEAR SCIENCE & TECH ORGANISATION 10
=15 CSR BUILDING PRODUCTS LTD 10
=21 ADAMA AUSTRALIA PTY LTD 9
=21 ILUKA RESOURCES LTD 9
=21 FASTBRICK IP PTY LTD 9
=21 COUNCIL OF THE QUEENSLAND INSTITUTE OF MEDICAL RESEARCH 9
=25 FORTESCUE METALS GROUP LTD 8
=25 UNIVERSITY OF ADELAIDE 8
=25 HITIQ LTD 8
=25 WIREMAN PTY LTD 8
=25 BHP BILLITON LTD 8
=30 NEWCREST MINING LTD 7
=30 REDARC TECH PTY LTD 7
=30 LA TROBE UNIVERSITY 7
=30 SOUTH EASTERN SYDNEY LOCAL HEALTH DISTRICT 7
=30 BRADKEN RESOURCES PTY LTD 7
=30 ALCHIN LONG GROUP IP PTY LTD 7
=30 MARK ANDREW FRASER 7

Top Provisional Applicants

The table below lists the top 20 filers of provisional applications in 2021.  Almost all provisional applicants are Australian.  The only ‘fully’ foreign applicant on the list is New Zealand’s Fonterra Cooperative Group, at equal-20th position.  Cloud accounting software provider Xero, placed equal-16th, is also a New Zealand company, but it has a presence in Australia, and has filed its applications as an Australian resident.  (Unlike some other patent offices, and the international PCT system administered by the World Intellectual Property Organization, IP Australia’s public data does not separately identify an applicant’s countries of nationality and residence.)

The list includes the usual selection of prolific individual filers.  There are a few of these each year (though not always the same ones).  Rarely, if ever, do any of their applications proceed beyond the provisional stage.

Rank Applicant Name Country Filings
1 COMMONWEALTH SCIENTIFIC & INDUSTRIAL ORGANISATION (CSIRO) AU 56
2 RESMED LTD AU 51
3 NEWSOUTH INNOVATIONS PTY LTD AU 47
=4 MONASH UNIVERSITY AU 46
=4 ANTHONY JOHN SCOLARO AU 46
6 UNIVERSITY OF SYDNEY AU 34
7 UNIVERSITY OF MELBOURNE AU 31
8 DOT DESIGN GROUP PTY LTD AU 30
9 UNIQUEST PTY LTD AU 25
10 BREVILLE PTY LTD AU 20
11 UNIVERSITY OF ADELAIDE AU 17
12 AUSTRALIAN NATIONAL UNIVERSITY AU 14
=13 RMIT UNIVERSITY AU 13
=13 SALUDA MEDICAL PTY LTD AU 13
=13 NORMAN L MATTHEWS AU 13
=16 UNIVERSITY OF SOUTH AUSTRALIA AU 12
=16 WALTER & ELIZA HALL INSTITUTE OF MEDICAL RESEARCH AU 12
=16 XERO LTD AU 12
=16 JULIANNE MARY CRIPPS CLARK AU 12
=20 FONTERRA COOPERATIVE GROUP LTD NZ 11
=20 SOUTH EASTERN SYDNEY LOCAL HEALTH DISTRICT AU 11

Top Innovation Patent Applicants

The following table lists the top 20 applicants for innovation patents.  As expected, the list is dominated by Chinese and Indian applicants.  I find the number of ostensibly reputable organisations (i.e. universities and research institutes) surprising, although I probably should not.  (Yes, the Lovely Professional University is a real place, which claims to be the 36th ranked university in India, based on the Times Higher Education World University Rankings 2022.)  At first glance, the only genuine users of the innovation patent system on this list are Caterpillar and Imtrade Australia.

Rank Applicant Name Country Filings
1 QINGDAO AGRICULTURAL UNIVERSITY CN 131
2 LOVELY PROFESSIONAL UNIVERSITY IN 82
=3 CHINA RAILWAY 18 BUREAU GROUP LTD CN 80
=3 XUZHOU UNIVERSITY OF TECH CN 80
5 HINDUSTAN INSTITUTE OF TECH & SCIENCE IN 55
6 SOUTHWEST UNIVERSITY CN 45
=7 PRASUN CHAKRABARTI IN 35
=7 SHANGHAI OCEAN UNIVERSITY CN 35
=9 SHENZHEN THOUSANDSHORES TECH LTD CN 33
=9 QILU UNIVERSITY OF TECH CN 33
=9 QINGDAO UNIVERSITY OF SCIENCE & TECH CN 33
=12 SICHUAN AGRICULTURAL UNIVERSITY CN 31
=12 CATERPILLAR INC US 31
=14 WUHAN HUAZHONG UNIVERSITY OF SCIENCE & TECH TES TING TECH LTD CN 30
=14 HUAZHONG UNIVERSITY OF SCIENCE & TECH CN 30
=16 DR VISHWANATH KARAD MIT WORLD PEACE UNIVERSITY IN 28
=16 YESHWANTRAO CHAVAN COLLEGE OF ENGINEERING IN 28
=16 DATTA MEGHE INSTITUTE OF MEDICAL SCIENCES IN 28
=19 VISHWAKARMA INSTITUTE OF INFORMATION TECH IN 26
=19 MANIPAL UNIVERSITY JAIPUR IN 26
=19 IMTRADE AUSTRALIA PTY LTD AU 26

Leading Australian-Resident Innovation Patent Applicants

The final table below lists the top Australian applicants for innovation patents.  Once foreign applicants are filtered out, it is apparent that the main Australian users of the system are the small and medium enterprises (SMEs) that it was intended to support.  Some of the companies appearing on this list were among those that made or contributed to submissions in support of the innovation patent system when its fate was being debated.  It is fitting that they have continued to make use of the system up to the end of its full operation.  Some will no doubt continue to file divisional innovation patent applications based upon filings made prior to 26 August 2021 over the coming months and years, although presumably not in the same numbers.

Rank Applicant Name Filings
1 IMTRADE AUSTRALIA PTY LTD 26
2 BENELEC PTY LTD 14
3 NAGARAJU MR DOMMARAJUKRISHNAMARAJU 13
=4 TAO HONG 10
=4 MOTH DIAGNOSTICS 10
=6 KIKO AUTOMATION PTY LTD 8
=6 RUI FENG 8
=6 GROWPLAY PTY LTD 8
=6 LEASEN STEEL INTL PTY LTD 8
=6 MARK ANDREW FRASER 8
=11 MICROBIAL SCREENING TECH PTY LTD 7
=11 DEEPAK SHRIPAT MANE 7
=11 SENSEN NETWORKS GROUP PTY LTD 7
=11 KEVIN JASON WATSON 7
=15 ADAMA AUSTRALIA PTY LTD 6
=15 RUDDER TECH PTY LTD 6
=15 AME SYSTEMS VIC PTY LTD 6
=15 DAVID KAPLAN 6
=15 BEN PLAYER 6
=15 DATT FINTECH INNOVATIONS PTY LTD 6
=15 WEI HONG 6
=15 BBOX FOR KIDS DEVELOPMENTS PTY LTD 6
=15 GREENTECH INTL PTY LTD 6
=15 YUEJING SUN 6
=15 SHAWELLE PTY LTD 6

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